Library Building FAU Libraries
Technical Services Department Policies and Procedures
Cataloging of Non-Print Media


Video Materials

Overview/Workflow

Cataloging Guidelines

Curriculum Audiovisual Materials

Retrospective Cataloging of Materials in Media Center


Overview/Workflow

Videos in hand are priority over uncataloged videorecordings stored in Media Center. We will give first priority to cataloging current receipts for Boca. We will also consider current videos for the other campuses a high priority and these will be cataloged within 5 days of receipt.

We will catalog all Boca RUSH requests within one working day of receipt. Items for peer campus libraries marked RUSH will be sent to the requesting library uncataloged.

Videos ordered through Acquisitions are cleared by the acquisitions LTA. They come with the order form and routing flag taped on the container.

For security purposes, audio-visual materials are never kept in the Technical Services working inventory but are taken directly from Acquisitions Receiving to the cataloger.

Accompanying Materials: The requestors do not always order these but if there is any doubt, consult the acquisitions librarian.

Classification: Media Center videos are currently not given L.C. classifications with the exception for items cataloged for the curriculum collection.  The cataloger obtains the local accession number from Media Center and writes the number on the order form (ORF).  After cataloging, the items and ORFs, are routed to the Media Center for additional processing: local call # label, ownership stamps, etc.

Items cataloged for the curriculum collection and for campus libraries will receive physical processing by Technical Services Processing Unit. The ORFs remain in Technical Services for our records. [Note that there are separate instructions for handling curriculum videos.]

Added Copies: Media Center assigns copy numbers (e.g., c. 1, c. 2, etc.) on the call number label.  This is an exception because we no longer follow this practice for other formats.

Added Volumes: for items in Media Center we do not create volume holdings records at this time.

Referrals: For added copy and holdings record creation in the local online system, submit instructions to cataloging LTA.  To correct records before or after overlay, submit a “Record Change Request Form” to Senior Cataloging LTA.

Statistics: Production, new titles, added copy and added volume statistics should be kept for videos as for books. Production statistics are recorded on the “OCLC Cataloging Transactions” log and routed to cataloging LTA at the end of the day.  New titles, added copy and added volume statistics are kept using the horizontal column marked "Non-Print" on the “New Titles Catalogued” forms.


Cataloging Guidelines

Cataloging procedures for Curriculum Materials are based on the following authorities and local practice:
Anglo-American Cataloging Rules, 2nd edition, 2002 revision
Library of Congress Rule Interpretations

Chief Source/Searching:

The chief source of information is in this order of preference:

For videorecordings with two or more works: One of above may be used as the chief source also when it furnishes a collective title and the item or film frames do not, as for example with a film without title/credits.  Use a note to explain where the information came from.  See AACR2 7.1G for details.

Searching for copy is somewhat more complex for audiovisual materials than it is for most formats.  The chief source for motion pictures, videos, etc. is the title frame.  The labels and container titles will help you search for matching copy.  Sometimes, the 245 title may not match the title on the container.  If a 246 is present for the container title, accept copy.  Check copy for other matching fields. Normally, it is not necessary to view the item before searching, but in some cases the item must be viewed on the appropriate equipment before searching can be done.

In normal practice, searching is done from the integral container or labels, and the title found there usually retrieves a usable record from the database if one exists.  The 245 title on copy may differ from an external title on the item, but access should have been provided to any eye-readable title, making it searchable. If all else fails, and the item has been produced commercially, try a corporate body search on the producer/distributor, qualifying the search by format and date or probable spans of dates.

Watch for sets--materials that have a common title plus sectional or volume titles.  Set copy and separate copy may both be available.

For searching, also keep in mind that videos with a set title plus sectional titles may be cataloged separately with or without a section or part number:

[|a] Set title |n Part no., |p Sectional title
or
[|a] Set title |p Sectional title.

Both titles |a and |p should be retrievable in the OCLC database, but if the inputting library failed to make an added title entry for the sectional title, or if it used the sectional title in the 245 |a and failed to make a traced series of the set title, a record may not be retrieved.

If you don't find one title, try the other.  If you find only member copy for the item in hand, but other items in the set or series are found with DLC copy, use the DLC copy as a model for modifying the member copy.

Items ordered through Acquisitions will have an order record online; the system control number, written on the ORF by the ordering staff, will retrieve the provisional record.  Use this provisional record as for other formats.  Exception: when cataloging individual parts of sets separately, see policy/procedure for information on order record overlays.

Special instructions: watch for special instructions on paperwork (e.g. “Rush”, Needed by”).

Description:

The following list of MARC tags is not intended to be comprehensive. Rather, the tags listed are those found most often in video materials records.

For more in-depth MARC tag information, refer to OCLC's Bibliographic Formats and Standards.

Fixed Fields:

Fixed Fields - Time: The most critical fixed field area to check is the time field. This field consists of 3 digits representing the running time of the video (or videos) in minutes. For example, if the running time is recorded as 23 min. 15 sec. in MARC 300 |a, the time in the fixed field should be 024 (always estimate up to the next whole minute).

Physical description fixed field (MARC 007) - Subfields a, b, d, and h are mandatory. No subfield is repeatable within a single tag. 

Variable Fields:

Because member copy for AV varies so much in quality, certain modifications may be made.  Cataloging copy must be examined closely to determine if the original cataloging agency actually viewed the film or took information from the packaging, container, or a publisher catalog. The Cataloger must view enough of the film in order to have the information needed for the bibliographic record. We not only are checking for basic information, we're also checking the film's sound quality, picture quality, and enough of the content to write or edit a summary statement for the film.

GMD: [videorecording] - Always given in brackets and always immediately follows title proper [subfield a or a + n & p].

020 - ISBN. Add from the item if not on copy.

028 - Publisher Number. First indicator should be 4. (Usually found on container or label)

035 - System Control Number. Input as for other formats.

037 - Source of Acquisition. Do not input, but should be accepted on copy.

099 For local accession number assigned by Media Center.  The accession number is constructed as follows:

099 9  VH |a 3463

Multiple tape sets - each tape receives a unique accession number:

099 9  VH |a 3464-3468

Indicators: [blank]9

1XX - Main entry. Audiovisual materials have mixed responsibility and are therefore title main entry (i.e., 245.)

130/240 - Uniform title. The 240 field is unlikely to appear on copy because the record should be title main entry. A 130 may be accepted.

245 - Title : subtitle / statement of responsibility. Observe the usual rules for indicators. For a title main entry the first indicator is 0.

|a - In general, follow copy but be sure to provide the access points mentioned below. See under Chief Source/Searching for examples of possible 245 field patterns.

For the purpose of illustration, the following examples show how the same item may be cataloged in three different ways:

on source:
American photography, a century of images. Part 1, The developing image, 1900-1934
American photography, a century of images. Part 2, The photographic age, 1935-1959
American photography, a century of images. Part 3, Photography transformed, 1960-1999

245 00 American photography, a century of images. |n Part 1, |p The developing image, 1900-1934
246 30 Developing image, 1900-1934

[cataloged as separate]

- or -
245 04 The developing image, 1900-1934
440 0 American photography, a century of images ; |v 1

[cataloged as separate]

or
245 00 American photography, a century of images...
505 0 The developing image, 1900-1934 -- …

[cataloged. as a set]

The first example is the preferred treatment. Note that in the three examples above access is provided for all three titles in the first example and in the second, but not in the third. However, since we retag a 440 to a 490 series, the second example is not desirable for us either.  In general, follow copy, but be sure to tag correctly and to add a 246 field (indicators: 30) for a sectional title appearing in the 245 |p subfield. Copy may be accepted “as is” when cataloged under previous rules with variant title in 740 field, but frequently better access is provided by proper use of the 246 fields. If DLC copy is not found for the title in hand, be sure to search on the more inclusive title, looking for DLC copy for another item in the same series in order to determine how the item was handled.

|a- for motion pictures, videos, etc.: When credits precede or follow the title in the chief source, do not consider them to be part of the title proper, even though the language used integrates, or grammatically links, the credits with the title. Note that this rule is different from that for other formats.  Examples:

Chief source: Robert Rossen’s production of All the king's men

245 00 All the king's men

Chief source: Clark Gable in Gone With the Wind

245 00 Gone with the wind

Chief source: Walt Disney presents Snow White

245 00 Snow White

Chief source: A Street Car Named Desire, with Vivien Leigh

245 02 A street car named desire

This does not apply to the following cases:

In the last case do add a 246 field (indicators 30) for the title alone if not on copy (or accept 740 from older copy).

246 30 Brighton Beach memoirs

245 |b - follow copy or take from chief source.

245 |c - generally, follow copy, but copy may be changed as appropriate following this rule [from AACR2 7.1F]: “Transcribe statements of responsibility relating to those persons or bodies credited in the chief source of information with a major role in creating a film (e.g., as producer, director, animator) … Give all other statements of responsibility (including those relating to performance) in notes.”

[See also the 508 credits note below.]

246 - Varying forms of title. Important for recording container and label titles or subtitles which can stand alone.  Follow copy, but additional access to titles and parts of titles may be added to copy as needed. The 246 field is the preferred method of recording a variant title on container, using the |i and |a subfields, with indicator 1[blank]. Follow the directions provided for all formats, using the correct indicators. Example:

246 1 |i Title on container: |a London, 1500-1666
[245 from title frame: Tudor and Stuart London : court and commons, 1500-1666]

250 - Edition statement. This field is uncommon on audiovisual materials, but should be accepted/input if found on the item. When an edition statement does appear on an item, it is usually a feature film.  Examples:

250 English version
250 Widescreen letterboxed ed.
250 Restored version
250 Collector's ed.

260 - Publication area. Follow 260 rules as for monographs.  Look for the latest date you can find anywhere on the item and assume it represents the publication date for the item in hand.  Put the earliest date of production in a note.

300 - Collation, or, physical description:
300 - |a: follow copy. Subfield contains the number of physical items followed by the SMD, and the time or duration in parentheses. Add the time of the film if not on copy; give the time as an approximation only if it is stated explicitly on the item. Example:

300 2 videocassettes (ca. 25 min. each)

Occasionally you will find also the format given in parentheses: 1 videocassette (VHS) (50 min.). This is not according to current rules and the format description should be moved to a 538 field (see below).

300 - |b: follow copy. For motion pictures and videorecordings this subfield contains color and sound characteristics, abbreviated. Example:

300 1 videocassette (55 min.) : |b sd., col. with b&w sequences

300 - |c: dimensions. Examples:

VHS: |c 1/2 in.; DVD: |c 4 ¾ in.; Laser disc: |c 12 in.; U-matic: |c 3/4 in.

300 - |e: used with audiovisual materials as with other formats for accompanying material.  Construct the |e subfield by giving the number of items and a very general term (not a title) for the item, followed by a simple collation in parentheses.  Example:

300 2 videocassettes (55 min.) : |b sd., col. ; |c 1/2 in. + |e 1 guide (16 p. ; 28 cm.)

4XX/8XX - Series fields. Transcribe from the chief source and retag to a 490 series as for all formats.  Delete 8XX fields.

Episodes of television programs, however, may be cataloged with the episode title in the 245$a and the program title, e.g., Nova, in a series statement or 500 note. Copy varies a great deal for these items, but in general a television program title does not belong in a series statement and the tracing should be as a 730 uniform title in the form:

730 0 Nova (Television program)

It should be clear from the chief source if the title is a series or a television program title.

5XX Notes.  The note should be checked carefully to make sure that important information is covered in one note or another and that all data is included.

500 - Used for general notes, as for books, but not including those covered by the special fields which follow--if those are tagged as 500 on copy, retag as appropriate. The most common 500 notes will be history notes. Examples:

500 Originally produced as a motion picture in 2001
500 Based on the novel by Margaret Mitchell
Broadcast on the PBS series American Experience, 1996

505 - Contents note. The contents note employs the same indicators and print constants for all formats.  This field can be used to list individual titles of a set of tapes with running times or record the individual sections in a specific tape.  Add or modify a contents note as deemed important.

508 - Credits note.  To be used to record important information NOT recorded in the statement of responsibility area (245c).  This field has no indicators, and a print constant, "Credits:" is system-produced.  Persons performing different functions are separated from one another by "^;^". Follow copy unless it does not follow this general rule [from AACR2 7.7B6]: “List persons (other than the cast)  who have contributed to the artistic and/or technical production of a motion picture or videorecording and who are not named in the statement of responsibility.”

Do not include the names of assistants, associates, production supervisors, coordinators, executive editors, technical advisers or consultants, audio or sound engineers, or any other persons making only a minor contribution.

“Preface each name or group of names with a statement of function” [from AACR2 7.7B6]:

Art direction, Ric Sluiter ; editor, Darren T. Holmes ; music, Alan Silvestri ; songs, Elvis Presley.

511 – Participant or performer. This field has one indicator, 0 or 1.  If this data is found in the 508, transcribe as a 511 field as appropriate.

511 1 Clark Gable, Vivian Leigh, Jack Kruschen, Hermione Baddeley

518 - Data on capture session note. This note records the place and date on which the item was recorded.  This is used primarily for recordings of live music, dance, or theatre performances. It may also be used for debates, public speakers, etc. There are no indicators or subfields. Example:

518 Recorded live Nov. 30, 1972, in New York City

520 - Summary, scope, etc. note.  This field is mandatory for audiovisual materials and contains a formal summary of the content of the item.  A summary statement or abstract will be added to all video records If copy lacks the note.  If other records are found for the title in OCLC containing a summary note on copy, compare the information and use your own judgment to decide which is the more useful summary note and include that in the record.  When adding a summary note focus on recording keywords that will help the user find the exact material that they need.

521 - Target audience note.  Used for information about any specific audience for these materials.  Use this note only if the information is stated on the item and only for feature films and education/curriculum materials.  This field may be tagged 500 on copy--retag to 521.

Feature films ratings examples:

521 MPAA rating: R
521 “Rated R for some violence and strong language”.
521 Rated PG-13

The types of "audience" that we are most concerned with for education/curriculum materials are grade levels.  Examples:

521 Grades 3-4
521 For ages 4-9.
521 For elementary grades students.

530 - Additional formats available note. Do not accept/input -- FAU does not use this field. Sometimes tagged 500 on copy; delete field. This field may appear on copy in place of the 538 note for VHS, Beta, etc. Be sure to record the type of recording system in a 538 field.

538 - Format note.  This applies to the type of videorecording system being cataloged.  At FAU this information is given as the first 5XX note. Examples:

538 VHS
538 VHS format
538 DVD

546 - Language note. Important for foreign language materials, multilanguage materials (such as DVDs), and special language considerations (closed-captioning, etc.) Examples:

546In Polish with English subtitles.
546Closed Captioned.

6XX - Subject fields.  Add when appropriate subject headings for fiction and nonfiction titles are not found on copy.

7XX - Added entries. In general, follow copy.

856 - Electronic location and access:  this can provide additional information on the item.  The link should be verified if it does contain additional information and not just advertising.


Curriculum Audiovisual Materials

Curriculum audiovisual materials will be housed in Media Center. Video recordings comprise most of the AVs currently being processed.

  1. Cataloging
    1. The curriculum AV item will receive a LC call number.  The copy holdings record needs to show: main,curr. We do this in the 049 field:

      049 : : |a FGMU

    2. Examine the item to determine if it is the primary item. In most cases this distinction will be immediately clear.  In the event that the audiovisual material is found to be accompanying a textbook and the title on the AV item varies significantly from the title of the textbook, a 500/246 field will be added for the title of the textbook.  Example:

      246 : 1 : |i At head of title on cassette label and container: |a Harcourt science
      or
      500 :   :  |a Accompanies textbook with title: Harcourt science
      246: 3 :  |a Harcourt science

    Because someone may find the textbook on the shelf by browsing, we will affix a label on inside back cover of the companion textbook.  The label will read: ACCOMPANYING VIDEOCASSETTE LOCATED IN MEDIA CENTER or ACCOMPANYING VIDEODISC LOCATED IN MEDIA CENTER.

  2. Showing holdings

    Since the AV item will be housed in Media Center we need to add a message in NOTIS to tell users that the AV item is in Media Center.

    We will do this by adding a user message (um) in the HLDG record:

    |a um VH 6715 |a um Located in Media Center.

  3. Processing

    CURR will be included on the call number label.  However, we will not affix orange tape (designating curriculum collection) to the AV item since they are shelved in Media Center.

  4. Statistics

    The AV item will be counted in the "Non-Print" (not Curriculum) statistical category on the monthly cataloging forms and on the daily processing statistics form according to the appropriate format.


Retrospective Cataloging of Materials in Media Center

The cataloger will oversee the flow of materials from the Media Center through the Technical Services Department.  All materials must be checked-out in the Media Center before they are brought to Technical Services.  If the item does not have a system control number label affixed on the container, be sure to search both the "title" and "series" in the online catalog.  Provisional records can be searched in the local system via a keyword search using the GMD, e.g., by "videorecording".

The video’s local call number is found in the online provisional record as a user message in the HLDG record.  This user message note (um) is deleted after cataloging.

Accompanying materials: Cataloging copy may indicate the presence of accompanying materials in 300e subfield. Delete from copy if Media Center does not have these materials.

Problems: Keep Media Center aware of all problems.

MS 5/28/03

For Information, contact
Janice Donahue
donahue@.fau.edu


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